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Current Employers
Hibernia Wealth Partners, Llc

6700 Jefferson Hwy. Building 4, Suite B, Baton Rouge, LA 70806 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-02
  • TX RA
    APPROVED
    Since 2024-02-02

Branch Locations

6700 Jefferson Hwy. Building 4, Suite B, Baton Rouge, LA 70806 • United States

12700 Hillcrest Rd. Suite 125, Dallas, TX 75230 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc San Diego CA 04/2008 11/2019
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2019
Lpl Financial, Llc Dallas TX 11/2019 Present
Hibernia Wealth Partners, Llc Dallas TX 01/2024 Present
Ls Wealth Strategies Llc Dallas TX 04/2008 Present
  • 04/2008 → 11/2019
    First Allied Securities, Inc
    San Diego, CA
  • 07/2012 → 11/2019
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2019 → Present
    Lpl Financial, Llc
    Dallas, TX
  • 01/2024 → Present
    Dallas, TX
  • 04/2008 → Present
    Ls Wealth Strategies Llc
    Dallas, TX
Previous Registrations
  • 2012-07-02 → 2020-01-16
    First Allied Advisory Services, Inc.
    Dallas, TX
  • 2008-04-04 → 2012-07-02
    First Allied Securities, Inc.
    San Diego, CA
    Dallas, TX
  • 2003-06-30 → 2008-04-09
    Ameriprise Advisor Services, Inc.
    Dallas, TX
    Richardson, TX
  • 1999-12-09 → 2002-12-19
    Prudential Equity Group, Llc
    Dallas, TX
Other Businesses

1) 11/12/2019 - Started: 1991 - Real Estate Rental - Dr Veve 113 Bayamon Puerto Rico 00961 - 1HR/MO 0 DURING TRADING - INVESTMENT RELATED - BAYAMON, PR 00961 2) 11/12/2019 - Started: 1991 - Real Estate Rental - Dr Veve 111 Bayamon Puerto Rico 00961 - 1HR/MO 0 DURING TRADING - INVESTMENT RELATED - BAYAMON, PR 00961 3) 10/30/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/29/2020 - 2 Hours Per Month/1 Hour During Securities Trading. 4) 12/02/2021 - Crump Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 11/12/2019 - 1 Hour Per Month/1 Hour During Securities Trading. 5) 01/25/2024 - Hibernia Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/20/2023 - 8 Hours Per Month/ 8 Hours During Trading 6) 01/25/2024 - Hibernia Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/31/2024 - 4 Hours Per Month/ 4 Hours During Trading 7) 02/14/2024 - Hibernia Wealth Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/31/2024 - 4 Hours Per Month/ During Trading - I provide investment advisory services through Hibernia Wealth Partners, an independent investment advisor firm. I started this business activity in 01/2024. I expect to spend approximately 4 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-15
S63 Uniform Securities Agent State Law Examination 1999-12-08
  • S65 Uniform Investment Adviser Law Examination
    1999-12-15
  • S63 Uniform Securities Agent State Law Examination
    1999-12-08
Other Names
  • Bill Saplicki
  • William Saplicki

View on SEC IAPD

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