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Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2004-10-28
  • FL RA
    APPROVED
    Since 2004-10-28

Branch Locations

5200 West Newberry Road Building C, Gainesville, FL 32607 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.W. Cole Financial Tampa FL 09/2004 Present
J.W. Cole Advisors, Inc. Gainesville FL 09/2004 Present
  • 09/2004 → Present
    J.W. Cole Financial
    Tampa, FL
  • 09/2004 → Present
    J.W. Cole Advisors, Inc.
    Gainesville, FL
Previous Registrations
  • 1998-01-15 → 2004-09-30
    Morgan Stanley Dw Inc.
    Gainesville, FL
Other Businesses

1) CORNERSTONE FINANCIAL GROUP / DBA NAME / 5200 W NEWBERRY RD BLDG C, GAINESVILLE, FL 32607 / 4/1/2004 / 160 HRS PER MONTH / FINANCIAL ADVISOR 2) FIXED INSURANCE / 5200 W NEWBERRY RD BLDG C, GAINESVILLS, FL 32607 / 7/20/1997 / AGENT / 5 HRS PER MONTH / 5 DURING TRADING HOURS 3) PODUP with Matthews in the Morning; not investment related; start date 9/1/2020 - independent contractor; 4538 SW 97th Terrace Gainesville, FL 32608; sports podcast; 10 hours per month 0 hours during trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-06-20
  • S63 Uniform Securities Agent State Law Examination
    1997-06-20

View on SEC IAPD

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