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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2018-10-04 |
| NE | RA | APPROVED | 2018-09-21 |
| AL | RA | APPROVED | 2018-09-20 |
| AR | RA | APPROVED | 2018-09-20 |
| MS | RA | APPROVED | 2018-09-20 |
| OK | RA | APPROVED | 2018-09-20 |
| RI | RA | APPROVED | 2018-09-20 |
| WA | RA | APPROVED | 2018-09-20 |
| DE | RA | APPROVED | 2016-06-06 |
| VA | RA | APPROVED | 2016-06-06 |
| MN | RA | APPROVED | 2013-12-16 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402 • United States
Inver Grove Heights, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 08/2010 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Name of Activity: Blackrock Construction, LLC; Date Activity Started/Modified:2026-06-18; Addess of Activity: 6640 Arlene Avenue, Inver Grove Heights, MN 55077; Type of Activity:Other; Describe if any other Activity:Construction; Role/Relationship: Owner/ Proprietor; Describe if any other Roles/Relationship:; Responsibilities: GC that reviews insurance estimates to ensure that all required items are covered and approved by insurance; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-25 |
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