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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2018-10-17
TX RA APPROVED_RES 2012-09-13
NC RA APPROVED 2011-02-22
MI RA APPROVED 2010-01-25
OH RA APPROVED 2009-12-18
CA RA APPROVED 2009-10-19
PA RA APPROVED 2005-06-25
  • AZ RA
    APPROVED
    Since 2018-10-17
  • TX RA
    APPROVED_RES
    Since 2012-09-13
  • NC RA
    APPROVED
    Since 2011-02-22
  • MI RA
    APPROVED
    Since 2010-01-25
  • OH RA
    APPROVED
    Since 2009-12-18
  • CA RA
    APPROVED
    Since 2009-10-19
  • PA RA
    APPROVED
    Since 2005-06-25

Branch Locations

2200 Georgetown Drive Suite 400, Sewickley (Wexford), PA 15143 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 06/2005 Present
Previous Registrations
  • 2005-04-20 → 2005-06-25
    Parker/Hunter Incorporated
    Sewickley, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-21
S63 Uniform Securities Agent State Law Examination 1997-07-09
  • S65 Uniform Investment Adviser Law Examination
    1997-07-21
  • S63 Uniform Securities Agent State Law Examination
    1997-07-09
Other Names
  • Bill Barth

View on SEC IAPD

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