Kent Anthony Marler

Current Employers

Employment History

• 11/2007 → Present
  Lpl Financial Llc
  Fredericktown, MO

Other Businesses

1. 10/11/2007 - No Business Name - Not Investment Related - Community, Civic and Charitable Board - Time Spent 3% - I am on the board of Trustess for our county Public Water District. I was appointed in April 2007 to fill a vacant spot that runs until April of 2009. I will then have to run for reelection. This position is not compensated and I have no brokerage 2. 10/11/2007 - No Business Name - Not Investment Related - Community, Civic and Charitable Board - Time Spent 3% - I am on the board of trustess for Madison Medical Center. This is a county hospital with 5 year board terms. I was appointed to fill a vacant spot in 2005 and will have to regain my chair through county election. April 2008. I am not compensated 3. 10/11/2007 - New Era Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Title is Investment Services Manager. 4. 10/11/2007 - New Era Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Time Spent 30% - Office of New Era bank. Brokerage relationship with LPL is on the FIS side of the business and I work as a dual employee of the bank and the B/D. 5. 06/27/2016: Trophy Management Properties, LLC - Family Business - NOT INV REL - Start 05/14/2015 - No physical address - Timber Sales and Outdoor Recreation - 10 Hr/Mo; Hours During Securities Trading 6. 3/17/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Other - Notary - Start Date - 02/27/2021 - 1 Hours Per Month/1 Hours During Securities Trading - Notary Public

Exams

• S66 Uniform Combined State Law Examination
  2008-06-03
• S63 Uniform Securities Agent State Law Examination
  1999-08-12