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George David Swygert

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mclean, VA

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2019-04-03
  • VA RA
    APPROVED
    Since 2019-04-03

Branch Locations

8300 Greensboro Dr, Mclean, VA 22102 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mc Lean VA 11/2018 Present
Capital One Mclean VA 02/2012 03/2018
Unemployed/Extended Travel Mclean VA 03/2018 11/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-01
S63 Uniform Securities Agent State Law Examination 1997-05-21
  • S66 Uniform Combined State Law Examination
    2019-04-01
  • S63 Uniform Securities Agent State Law Examination
    1997-05-21
Other Names
  • George Swygert
  • George David Swygert

View on SEC IAPD

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