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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-04-07 |
Branch Locations
3738 Bee Caves Rd, Austin, TX 78746 • United States
111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Austin | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Austin | TX | 11/2016 | Present |
AUSTIN LEATHER GALLERY LLC, NOT INV RELATED, AUSTIN, TX, 50% OWNER, START: 12/7/2017, 4 HOURS PER MONTH/0 DURING TRADING, DUTIES: SILENT PARTNER. RENTAL CONDO, INVT RELATED, PORT ARANSAS, TX, 100% OWNERSHIP, START DATE 10/1/2020, 3 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-16 |
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