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John Wallace Madden

Wells Fargo Clearing Services, LLC

Austin, TX

Austin, TX

CRD 2880779

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-04-07
  • TX RA
    APPROVED
    Since 2009-04-07

Branch Locations

3738 Bee Caves Rd, Austin, TX 78746 • United States

111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Austin TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Austin TX 11/2016 Present
Previous Registrations
  • 2004-10-20 → 2009-03-31
    Banc Of America Investment Services, Inc.
    Austin, TX
    Austin, TX
    Austin, TX
  • 2003-01-30 → 2004-10-20
    Quick & Reilly, Inc.
    Austin, TX
Other Businesses

AUSTIN LEATHER GALLERY LLC, NOT INV RELATED, AUSTIN, TX, 50% OWNER, START: 12/7/2017, 4 HOURS PER MONTH/0 DURING TRADING, DUTIES: SILENT PARTNER. RENTAL CONDO, INVT RELATED, PORT ARANSAS, TX, 100% OWNERSHIP, START DATE 10/1/2020, 3 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-29
S63 Uniform Securities Agent State Law Examination 1997-05-16
  • S66 Uniform Combined State Law Examination
    2001-06-29
  • S63 Uniform Securities Agent State Law Examination
    1997-05-16
Other Names
  • Johnny Madden

View on SEC IAPD

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