William Carl Bruns

Current Employers

Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2019-07-08

OH RA
APPROVED

Since 2019-07-08

Branch Locations

7755 Montgomery Road Suite 510, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
John D. Dovich & Associates, Llc	Cincinnati	OH	02/2010	06/2019
Mai Capital Management, Llc	Cincinatti	OH	06/2019	Present

02/2010 → 06/2019

John D. Dovich & Associates, Llc

Cincinnati, OH
06/2019 → Present

Mai Capital Management, Llc

Cincinatti, OH

Previous Registrations

2010-02-17 → 2019-07-08

John D. Dovich & Associates, Llc

Cincinnati, OH
2007-03-29 → 2010-01-29

Mml Investors Services, Llc

Cincinnati, OH

Other Businesses

1. EDEN PARK FINANCIAL PARTNERS, LLC | JOHN DOVICH (BUSINESS PARTNER), | HOURS PER MONTH 0 | NATURE OF BUSINESS: OTHER - HOLDS KEYMAN AND BUSINESS TRANSITION INSURANCE | START DATE: 06/01/2015

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-06-01
S63	Uniform Securities Agent State Law Examination	1997-05-16

S66 Uniform Combined State Law Examination

2007-06-01
S63 Uniform Securities Agent State Law Examination

1997-05-16

View on SEC IAPD

Current Employers

Mai Capital Management, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews