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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-07-21 |
| AZ | RA | APPROVED | 2019-10-03 |
| TX | RA | APPROVED_RES | 2019-10-01 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 03/2011 | Present |
| Apollo Group/ University Of Phoenix | Phoenix | AZ | 08/2009 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 (1)NAME OF COMPANY: APOLLO GROUP/UNIVERSITY OF PHOENIX COMPANY ADDRESS: 4615 E ELWOOD ST., PHOENIX, AZ 85040 POSITION: ADJUNCT FACULTY MEMBER START DATE: 08/2009 HOURS WORKED PER MONTH: VARIES HOURS WORKED DURING SECURITIES TRADING HOURS: ZERO (2)NAME OF BUSINESS: FIDUCIARY FOR MOTHER INVESTMENT-RELATED: ADDRESS: SAN FRANCISCO, CA START DATE: 05/2000 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-04-19 |
| S65 | Uniform Investment Adviser Law Examination | 1997-08-14 |
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