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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-04-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Haven | CT | 03/2004 | 04/2017 |
| Lpl Financial, Llc | Farmington | CT | 04/2017 | Present |
1. 04/27/2017 - NOTARY PUBLIC FOR STATE OF CT/ OTHER - NOTARY/ 1%/ TORRINGTON, CT 2. 04/27/2017 - VALENTI WEALTH MANAGEMENT, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ FARMINGTON, CT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-22 |
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