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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-11-13
  • FL RA
    APPROVED
    Since 2018-11-13

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc Tampa FL 04/2000 03/2018
Transamerica Retirement Solutions St. Petersburg FL 05/2018 10/2018
Transamerica Investors Securities Corporation St.PEtersburg FL 05/2018 10/2018
Raymond James & Associates, Inc. St.PEtersburg FL 11/2018 Present
Raymond James Financial Services, Inc. St. Petersburg FL 11/2018 Present
  • 04/2000 → 03/2018
    Scottrade, Inc
    Tampa, FL
  • 05/2018 → 10/2018
    Transamerica Retirement Solutions
    St. Petersburg, FL
  • 05/2018 → 10/2018
    Transamerica Investors Securities Corporation
    St.PEtersburg, FL
  • 11/2018 → Present
    St.PEtersburg, FL
  • 11/2018 → Present
    Raymond James Financial Services, Inc.
    St. Petersburg, FL
Previous Registrations
Other Businesses

(1)Name of Business: Address: 7747 Provance Lane , New Port Richey, FL, 34654, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/12/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-15
S63 Uniform Securities Agent State Law Examination 1997-09-02
S65 Uniform Investment Adviser Law Examination 1997-07-07
  • S66 Uniform Combined State Law Examination
    2017-08-15
  • S63 Uniform Securities Agent State Law Examination
    1997-09-02
  • S65 Uniform Investment Adviser Law Examination
    1997-07-07
Other Names
  • Douglas Gerard Anderson

View on SEC IAPD

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