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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-29
  • OH RA
    APPROVED
    Since 2026-06-29

Branch Locations

525 Vine St, Cincinnati, OH 45202-3121 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-31
KY RA APPROVED 2015-07-14
OH RA APPROVED 2015-07-14
  • TX RA
    APPROVED
    Since 2019-05-31
  • KY RA
    APPROVED
    Since 2015-07-14
  • OH RA
    APPROVED
    Since 2015-07-14

Branch Locations

Cincinnati Main 525 Vine Street, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Columbus OH 06/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-20
S63 Uniform Securities Agent State Law Examination 1998-10-22
  • S66 Uniform Combined State Law Examination
    2004-04-20
  • S63 Uniform Securities Agent State Law Examination
    1998-10-22
Designations
  • Certified Financial Planner

View on SEC IAPD

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