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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2024-02-09
TX RA APPROVED_RES 2015-02-05
WA RA APPROVED 2000-03-27
  • VI RA
    APPROVED
    Since 2024-02-09
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • WA RA
    APPROVED
    Since 2000-03-27

Branch Locations

601 West Main Avenue Suite 1215, Spokane, WA 99201-0615 • United States

Cheney, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Spokane WA 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Spokane, WA
Other Businesses

(1) NAME OF ENTITY: RENTAL; ADDRESS: S 12202 SPOTTED RD; BUSINESS DESCRIPTION: RENTAL; CAPACITY: OWNER-ACTIVE; START DATE: 08/2008; HOURS DEVOTED PER MONTH: 4; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0; (2) NAME OF ENTITY: Holbert Ag Enterprises; ADDRESS: 12202 S Spotted Rd Cheney, WA 99004; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Ranch; CAPACITY: Owner-Active; START DATE: 07/2009; DUTIES: cattle operations and land purchases; HOURS DEVOTED PER MONTH: 10+; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0; (3) NAME OF ENTITY: Holbert Ag Enterprises LLC (additional land purchase); ADDRESS: 12202 s spotted rd cheney, wa 99004; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: farming/ranching additional ground purchase; CAPACITY: Owner-Active; START DATE: 02/810/2021; DUTIES: Farming and ranching operations; HOURS DEVOTED PER MONTH: 20; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-07-31
  • S66 Uniform Combined State Law Examination
    1997-07-31

View on SEC IAPD

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