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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-05-17 |
| TX | RA | APPROVED_RES | 2023-05-17 |
Branch Locations
One N Jefferson Ave, St. Louis, MO 63103 • United States
Fenton, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Saint Louis | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Saint Louis | MO | 11/2016 | 08/2019 |
| Ameriprise Financial Services, Inc. | Chesterfield | MO | 08/2019 | 12/2020 |
| Raymond James & Associates, Inc. | St Louis | MO | 12/2020 | 04/2023 |
| Wells Fargo Advisors Financial Network, Llc | St Louis | MO | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-16 |
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