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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-24
DE RA APPROVED 2016-03-31
  • TX RA
    APPROVED_RES
    Since 2021-02-24
  • DE RA
    APPROVED
    Since 2016-03-31

Branch Locations

1013 Centre Road, Suite 102, Wilmington, DE 19805 • United States

12001 Old Vine Blvd. Unit #106, Lewes, DE 19958 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Greenville / Lewes DE 03/2016 05/2025
Janney Montgomery Scott Llc Wilmington DE 05/2025 10/2025
Janney Montgomery Scott Llc Wilmington DE 10/2025 Present
Previous Registrations
Other Businesses

1) Real Estate; Not Investment-related; Addresses for investment properties: Pecksniff Rd. Wilmington, DE 19808, St. James Dr. Wilmington, DE 19808, Gheen Rd. Wilmington, DE 19808, Holborn Rd. Wilmington, DE 19808; Start date 09/20/2017; 1hr/month; I use a rental agency that handles choosing renters, processing payments, and maintenance. 2) Self, Sudlersville, MD 21668; Not Investment Related; Farm; Owner; Start date 09/2021; 5-hrs. per month/0-hrs. trading day; I will share crop with farmer. I split the cost of seeds and fertilizer, and the profit or loss; Raise cattle.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-09
S63 Uniform Securities Agent State Law Examination 1997-04-24
  • S65 Uniform Investment Adviser Law Examination
    2002-10-09
  • S63 Uniform Securities Agent State Law Examination
    1997-04-24

View on SEC IAPD

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