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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-11-12
TX RA APPROVED 2017-04-19
  • OK RA
    APPROVED
    Since 2024-11-12
  • TX RA
    APPROVED
    Since 2017-04-19

Branch Locations

108 Market Square Blvd, Tyler, TX 75703 • United States

2609 Gilmer Rd, Longview, TX 75604 • United States

26502 Kuykendahl, The Woodlands, TX 77375 • United States

18405-Tx-105, Montgomery, TX 77354 • United States

807 E Houston, Cleveland, TX 77327 • United States

20333 Tx-249 #100, Houston, TX 77070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Financial Advisors Llc Dallas TX 07/2014 12/2016
Capital One Sharebuilder, Inc. Texarkana TX 01/2015 12/2016
Sharebuilder 401K Seattle WA 01/2015 12/2016
Lpl Financial Llc Tyler TX 04/2017 Present
International Bank Of Commerce Ok Dallas TX 04/2017 02/2022
Unemployed Weatherford TX 01/2017 04/2017
Austin Bank, Texas National Association Tyler TX 02/2022 Present
  • 07/2014 → 12/2016
    Capital Financial Advisors Llc
    Dallas, TX
  • 01/2015 → 12/2016
    Capital One Sharebuilder, Inc.
    Texarkana, TX
  • 01/2015 → 12/2016
    Sharebuilder 401K
    Seattle, WA
  • 04/2017 → Present
    Tyler, TX
  • 04/2017 → 02/2022
    International Bank Of Commerce Ok
    Dallas, TX
  • 01/2017 → 04/2017
    Unemployed
    Weatherford, TX
  • 02/2022 → Present
    Austin Bank, Texas National Association
    Tyler, TX
Previous Registrations
  • 2015-01-28 → 2016-12-22
    Capital One Advisors, Llc
    Seattle, WA
  • 2014-08-04 → 2015-01-28
    Capital One Financial Advisors Llc
    Melville, NY
    Fort Worth, TX
  • 2011-01-13 → 2014-07-30
    Granbury, TX
    Irving, TX
    Grapevine, TX
    Fort Worth, TX
    Fort Worth, TX
    Watauga, TX
    Arlington, TX
    Irving, TX
    Grapevine, TX
    Forth Worth, TX
    Arlington, TX
    Ft Worth, TX
    Granbury, TX
    Weatherford, TX
    Cleburne, TX
  • 2010-07-26 → 2010-12-06
    Chase Investment Services Corp.
    Granbury, TX
    Weatherford, TX
  • 2005-08-08 → 2009-07-16
    Chase Investment Services Corp.
    Arlington, TX
    Irving, TX
    Southlake, TX
    Southlake, TX
    Irving, TX
    Fort Worth, TX
    Hurst, TX
    Grapevine, TX
    Fort Worth, TX
    Fort Worth, TX
    Mansfield, TX
    Ft. Worth, TX
    Keller, TX
    Ft. Worth, TX
    Ft. Worth, TX
    Ft. Worth, TX
    Ft. Worth, TX
    Keller, TX
    Ft. Worth, TX
    Richland Hills, TX
    Watauga, TX
    Ft. Worth, TX
    Waco, TX
    Waco, TX
    Denton, TX
    Denton, TX
    Denton, TX
    Lewisville, TX
    Grapevine, TX
    Roanoke, TX
    Colleyville, TX
    Colleyville, TX
    Colleyville, TX
    Southlake, TX
    Keller, TX
    Southlake, TX
    Lewisville, TX
    Weatherford, TX
    Ft. Worth, TX
    Arlington, TX
    Arlington, TX
    Arlington, TX
    Arlington, TX
    Coppell, TX
    Coppell, TX
    Flower Mound, TX
    Flower Mound, TX
    Fort Worth, TX
    Fort Worth, TX
    Ft. Worth, TX
    Ft. Worth, TX
    Ft. Worth, TX
    Ft. Worth, TX
    Ft. Worth, TX
    Highland Village, TX
    Mansfield, TX
    Mansfield, TX
    Colleyville, TX
    North Richland Hills, TX
    Euless, TX
    Bedford, TX
    Colleyville, TX
    Flower Mound, TX
    Fort Worth, TX
    Dallas, TX
    Ft. Worth, TX
    Dallas, TX
    Ft. Worth, TX
    Roanoke, TX
    Ft. Worth, TX
    Granbury, TX
    Ft. Worth, TX
Other Businesses

1) 4/19/17- IBC Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2) 12/12/2017 - JDS Realty - Investment Related - 2010 Avondale Haslet Road Suite 140, Haslet, Tx 76052 - Mortgage/Real Estate Services - Started 12/01/2017 - Selling residential Real Estate with JDS Realty. Licensed in the state of Texas. 3) 03/11/2022 - AB Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/01/2022 - 160 Hours Per Month/8 Hours During Securities Trading. 4) 2/24/2023 - No Business Name - Investment Related - Cozumel, Mexico - Real Estate Rental - Start Date - 01/28/2023 - 0 Hours Per Month/0 Hours During Securities Trading 5) 11/16/2023 - Real Estate Rental - Investment Related - Tyler, TX - Start Date 09/28/2023 - 1 Hour Per Month/ 0 Hours During Trading 6) 05/23/2025 - Level Four Insurance Agency, LLC - Inv. Related - Non-Variable Insurance - At reported business locations - Start Date: 05/05/2025 - 0 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-06
S63 Uniform Securities Agent State Law Examination 1997-05-22
  • S66 Uniform Combined State Law Examination
    2005-08-06
  • S63 Uniform Securities Agent State Law Examination
    1997-05-22

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