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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-07-16 |
| CA | RA | APPROVED | 1999-05-11 |
Branch Locations
608 Silver Spur Rd, Rolling Hills Estates, CA 90274 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 02/1999 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 09/2009 | Present |
I*2152264, Entity Type: , Name of OBA: MLPF& S CUST FPO D R H IRRA FBO D R H , Address: San Francisco, California, 94118, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 06-Jan-2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*2591298, Entity Type, Name of OBA:MLPF& S CUST FPO D R HIRRA FBO D R H Address:San FranciscoCalifornia94118, Investment Related:no Position, Title, Association:Successor Trustee, Employee Start Date:07/02/2025 No Hours: 0No Hours during trading: 0Duties: I*2593274, Entity Type, Name of OBA: D H TTEE U/A DTD 03/13/1992 D H TRUST FranciscoCalifornia94118, Investment Related:no Position, Title, Association:Successor Trustee, Employee Start Date:07/02/2025 No Hours: 0No Hours during trading: 0Duties: I*2600304, Entity Type: , Name of OBA: MLPF& S CUST FPO A H IRRA FBO A H , Address: Rancho Palos Verdes, California, 90275, Investment Related: N, Position, Title, Association: Administrator, Employee State Date: 02-Jul-2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-27 |
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