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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • CO RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

141 Union Blvd Ste 350, Lakewood, CO 80228 • United States

Hinds Financial Group Inc

141 Union Blvd. Suite 350, Lakewood, CO 80228 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-03-24
CO RA APPROVED 2004-11-18
  • TX RA
    APPROVED
    Since 2005-03-24
  • CO RA
    APPROVED
    Since 2004-11-18

Branch Locations

141 Union Blvd Suite 350, Lakewood, CO 80228 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hinds Financial Group Lakewood CO 12/2003 Present
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 12/2003 → Present
    Hinds Financial Group
    Lakewood, CO
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2000-04-14 → 2006-03-24
    Centurion Hinds Investment Management Inc.
    Lakewood, CO
Other Businesses

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 12/2010 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: HINDS FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 1990 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND INVESTMENT MANAGEMENT. 3. NAME OF OTHER BUSINESS: 141 UNION, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: COMMISSION PURPOSES; START DATE: 04/2018; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 15-20; APX NUMBER OF HOURS DURING TRADING HOURS: 15-20; BRIEF DESCRIPTION OF DUTIES: COMMISSION PURPOSES; 4. NAME OF OTHER BUSINESS: DBA HINDS FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED NATURE OF BUSINESS: RIA - FINANCIAL PLANNING START DATE: 1990 POSITION/TITLE/RELATIONSHIP: PARTNER & CIO APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: CLIENT MEETINGS, INVESTMENT POLICY, AND FIRM MANAGEMENT. 5. NAME OF OTHER BUSINESS: BEN FRANKLIN PTA; INVESTMENT RELATED: NO; ADDRESS: 2270 PLAZA DRIVE, HIGHLANDS RANCH, CO 80129; NATURE OF BUSINESS: PARENT TEACHER ASSOCIATION; START DATE: 05/2018; POSITION/TITLE/RELATIONSHIP: ADMISTRATIVE HELP; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE WORK, RAISE FUNDS FOR ITEMS NEEDED BY THE SCHOOL; 6. NAME OF OTHER BUSINESS: LAKEWOOD COUNTRY CLUB ; INVESTMENT RELATED: NO ; ADDRESS: 6800 W. 10TH AVE LAKEWOOD CO 80214 ; NATURE OF BUSINESS: FINANCE COMMITTEE ; START DATE: 02/2018 ; POSITION/TITLE/RELATIONSHIP: FINANCE ADVISORY COMMITTEE ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: REVIEW BALANCE SHEET AND CASH FLOW ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-11
  • S66 Uniform Combined State Law Examination
    2000-04-11
Designations

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