Best Investors
Account
Sign in
Best Investors
Account
Sign in
12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-10-28 |
Branch Locations
5409 Maryland Way Suite 300, Brentwood, TN 37027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors Inc | Brentwood | TN | 04/2009 | 11/2018 |
| Henderson Financial Group | Nashville | TN | 01/2009 | Present |
| Royal Alliance Associates, Inc. | Brentwood | TN | 11/2018 | 10/2022 |
| Independent Financial Group, Llc | Brentwood | TN | 10/2022 | Present |
| Henderson Financial Group, Inc. | Brentwood | TN | 01/2009 | Present |
(1)HENDERSON FINANCIAL GROUP, INC. POSITION: Managing Director & Chief Operating Officer NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 175 START DATE: 01/05/2009 ADDRESS: 5409 Maryland Way, Suite 300, Brentwood TN 37027, United States DESCRIPTION: RUN THE DAY-TO-DAY OPERATIONS OF THE REGISTERED BRANCH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-03 |
Reach out to this advisor