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Marsha Ann Donovan

Janney Montgomery Scott LLC

Warwick, RI

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-05
RI RA APPROVED 2009-05-29
  • TX RA
    APPROVED_RES
    Since 2024-11-05
  • RI RA
    APPROVED
    Since 2009-05-29

Branch Locations

475 Kilvert Street Suite 330, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott, Llc Providence RI 05/2009 03/2024
Janney Montgomery Scott Llc Warwick RI 03/2024 Present
Previous Registrations
  • 2005-09-22 → 2009-06-01
    Banc Of America Investment Services, Inc.
    Providence, RI
    Lincoln, RI
    Lincoln, RI
    Santa Barbara, CA
  • 2003-12-17 → 2005-05-20
    Citigroup Global Markets Inc.
    Providence, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-15
S63 Uniform Securities Agent State Law Examination 2000-11-29
  • S65 Uniform Investment Adviser Law Examination
    2003-12-15
  • S63 Uniform Securities Agent State Law Examination
    2000-11-29
Other Names
  • Marsha Ann Cowen

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
INTEGRATED WEALTH CONCEPTS LLC
OSAIC WEALTH, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
MML INVESTORS SERVICES, LLC

Other Investors

ADAM MCCRYSTAL SULLIVAN
DAVID A NABB
PETER ANTHONY SULLIVAN
FRANK PETER MCGOFF
David Paul DiSanto
ROBERT ALBERT D'AMICO
JAMES MARTIN
Gregory Paul Rodger

Other Offices

ARLEN CAPITAL, LLC · WARWICK, RI
BENTLEY WEALTH ADVISORS, LLC · WARWICK, RI
AMERIPRISE FINANCIAL SERVICES, LLC · WARWICK, RI
CETERA INVESTMENT ADVISERS LLC · WARWICK, RI
CETERA INVESTMENT ADVISERS LLC · WARWICK, RI
INTEGRATED WEALTH CONCEPTS LLC · Warwick, RI
OSAIC WEALTH, INC. · WARWICK, RI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WARWICK, RI

More in Warwick, RI

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