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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-12 |
| AL | RA | APPROVED | 2009-06-01 |
| GA | RA | APPROVED | 2009-06-01 |
Branch Locations
3120 Frederick Road Suite G, Opelika, AL 36801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | La Grange | GA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. Sole Proprietor / Owner / Partner;rental property; As of 06/2015;Lanett, AL;During business hours .3;After business hours 2 2. RENTAL PROPERTY, OWNER; DURING BUSINESS HOURS- .1, AFTER BUSINESS HOURS- .5; INVESTMENT RELATED; LANETT, AL
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-30 |
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