Best Investors Account Sign in

Andrew Frederick Walter

Osaic Wealth, Inc.

Huntersville, NC

Claim This Profile
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-06-14
  • NC RA
    APPROVED
    Since 2024-06-14

Branch Locations

9820 Northcross Center Ct. Suite 127, Huntersville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities Service Network Cornelius NC 07/2012 09/2020
Ssn Advisory, Inc Cornelius NC 07/2012 09/2020
Securities America, Inc. Huntersville NC 09/2020 06/2024
Securities America Advisors, Inc. Huntersville NC 09/2020 06/2024
Osaic Wealth, Inc. Huntersville NC 06/2024 Present
Osaic Wealth, Inc. Huntersville NC 06/2024 Present
  • 07/2012 → 09/2020
    Securities Service Network
    Cornelius, NC
  • 07/2012 → 09/2020
    Ssn Advisory, Inc
    Cornelius, NC
  • 09/2020 → 06/2024
    Securities America, Inc.
    Huntersville, NC
  • 09/2020 → 06/2024
    Securities America Advisors, Inc.
    Huntersville, NC
  • 06/2024 → Present
    Huntersville, NC
  • 06/2024 → Present
    Huntersville, NC
Previous Registrations
  • 2020-09-18 → 2024-06-14
    Securities America Advisors, Inc.
    Huntersville, NC
  • 2012-07-10 → 2020-09-18
    Ssn Advisory, Inc.
    Huntersville, NC
  • 2006-08-21 → 2012-07-12
    New England Securities
    Cornelius, NC
    Charlotte, NC
  • 2002-05-24 → 2006-07-31
    Securian Financial Services, Inc.
    Charlotte, NC
    Charlotte, NC
Other Businesses

1. ANDREW F WALTER POSITION: Sales NATURE: Independent Life Insurance and Fixed Annuity Sales INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 08/01/1997 ADDRESS: 557 Fairwoods DR., Huntersville NC 28078 DESCRIPTION: Sale and service of Fixed Life Insurance (Term, Whole, Universal). Sale and service of Fixed Annuity contracts 2. ANDREW F WALTER POSITION: Sales NATURE: Independent Life Insurance and Fixed Annuity Sales INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 08/01/1997 ADDRESS: 9820 Northcross Center Ct. #127, Huntersville NC 28078, United States DESCRIPTION: Sale and service of Fixed Life Insurance (Term, Whole, Universal). Sale and service of Fixed Annuity contracts

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-11
S63 Uniform Securities Agent State Law Examination 1997-05-06
  • S65 Uniform Investment Adviser Law Examination
    1997-12-11
  • S63 Uniform Securities Agent State Law Examination
    1997-05-06
Other Names
  • Andy Walter
  • Andrew Frederick Walter

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Huntersville, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor