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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-06-14 |
Branch Locations
9820 Northcross Center Ct. Suite 127, Huntersville, NC 28078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities Service Network | Cornelius | NC | 07/2012 | 09/2020 |
| Ssn Advisory, Inc | Cornelius | NC | 07/2012 | 09/2020 |
| Securities America, Inc. | Huntersville | NC | 09/2020 | 06/2024 |
| Securities America Advisors, Inc. | Huntersville | NC | 09/2020 | 06/2024 |
| Osaic Wealth, Inc. | Huntersville | NC | 06/2024 | Present |
| Osaic Wealth, Inc. | Huntersville | NC | 06/2024 | Present |
1. ANDREW F WALTER POSITION: Sales NATURE: Independent Life Insurance and Fixed Annuity Sales INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 08/01/1997 ADDRESS: 557 Fairwoods DR., Huntersville NC 28078 DESCRIPTION: Sale and service of Fixed Life Insurance (Term, Whole, Universal). Sale and service of Fixed Annuity contracts 2. ANDREW F WALTER POSITION: Sales NATURE: Independent Life Insurance and Fixed Annuity Sales INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 08/01/1997 ADDRESS: 9820 Northcross Center Ct. #127, Huntersville NC 28078, United States DESCRIPTION: Sale and service of Fixed Life Insurance (Term, Whole, Universal). Sale and service of Fixed Annuity contracts
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-06 |
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