Scott Michael Maccausland

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2006-04-06

MA RA
APPROVED

Since 2006-04-06

Branch Locations

200 Friberg Parkway Suite 3001, Westborough, MA 01581 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)	Framingham	MA	04/1997	Present

04/1997 → Present

Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)

Framingham, MA

Other Businesses

1. 03/24/2003 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) 2. 08/21/2026 - MacCausland Financial - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Westborough, MA - Start Date 08/18/2026 - 0 hours per month/ during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-04-04
S63	Uniform Securities Agent State Law Examination	1997-05-22

S65 Uniform Investment Adviser Law Examination

2006-04-04
S63 Uniform Securities Agent State Law Examination

1997-05-22

View on SEC IAPD

Employer firm

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

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