Ian James Riley

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 02/2017
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 02/2017 → 09/2022
  Wells Fargo Clearing Services, Llc
  El Segundo, CA
• 09/2022 → Present
  Morgan Stanley Smith Barney Llc
  Rolling Hills Estates, CA
• 09/2022 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2017-02-24 → 2022-09-12
  Wells Fargo Clearing Services, Llc
  El Segundo, CA
  Redondo Beach, CA
  Santa Monica, CA
  Redondo Beach, CA
  Santa Monica, CA
  Los Angeles, CA
  Santa Monica, CA
  Encino, CA
  Pasadena, CA
  Santa Monica, CA
• 2009-06-01 → 2017-02-27
  Morgan Stanley
  Pasadena, CA
  Rolling Hills Estates, CA
• 2007-04-03 → 2009-06-01
  Citigroup Global Markets Inc.
  Glendale, CA
• 2006-01-09 → 2007-03-09
  Charles Schwab & Co., Inc.
  Northbrook, IL
• 2003-03-17 → 2005-12-20
  Citigroup Global Markets Inc.
  Chicago, IL
  Chicago, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-03-14
• S63 Uniform Securities Agent State Law Examination
  2000-11-30

Other Names

• Ian James Riley