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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-10
TN RA APPROVED 2022-03-03
  • TX RA
    APPROVED_RES
    Since 2024-09-10
  • TN RA
    APPROVED
    Since 2022-03-03

Branch Locations

537 Market Street, Ste. 105 1St & 3Rd Floors, Chattanooga, TN 37402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Winston-Salem NC 11/2016 02/2022
Raymond James & Associates, Inc. Chattanooga TN 02/2022 Present
Wells Fargo Advisors, Llc Winston-Salem NC 05/2015 11/2016
Previous Registrations
  • 2015-05-18 → 2022-03-01
    Charlotte, NC
    Winston Salem, NC
    Greensboro, NC
    Greensboro, NC
    Charlotte, NC
    Greensboro, NC
    Greensboro, NC
    Greenwood Village, CO
    St. Louis, MO
    Charlotte, NC
    St. Louis, MO
    Charlotte, NC
  • 2014-08-05 → 2015-05-18
    Truist Investment Services, Inc.
    Baltimore, MD
    Laurel, MD
    Laurel, MD
  • 1997-10-23 → 2014-08-07
    Albany, NY
    Middletown, NY
    Poughkeepsie, NY
    Jacksonville, FL
    Camp Hill, PA
    Washington, DC
    Greensboro, NC
    New York, NY
    Washington, DC
    Washington, DC
    York, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-11
S63 Uniform Securities Agent State Law Examination 1997-06-27
  • S65 Uniform Investment Adviser Law Examination
    1997-07-11
  • S63 Uniform Securities Agent State Law Examination
    1997-06-27
Other Names
  • Gregory J Costello

View on SEC IAPD

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