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Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-16
MA RA APPROVED 2006-09-05
  • NY RA
    APPROVED
    Since 2021-10-16
  • MA RA
    APPROVED
    Since 2006-09-05

Branch Locations

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

1 Hollis Street Suite 213, Wellesley, MA 02482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John F. Cahill, Esq Wellesley MA 09/1995 Present
Capitol Securities Management, Inc. Mclean VA 03/1997 Present
Other Businesses

Name of Business: John F. Cahill, ESQ Investment-related: yes Address:1 Hollis Street, Suite 350, Wellesley, MA 02482 Nature of the other business: self employed practice of law Position, title, or relationship with the other business: Lawyer Start date: ongoing since 1995 Approximate # of hours/month you devote to the other business: 4 Approximate #of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business: preparation of estate plans or trusts for CSM clients "Doing Business As: The Wellesley Group Investment-related: Yes Address: 1 Hollis Street, Suite 350, Wellesley, MA 02482

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-07
S63 Uniform Securities Agent State Law Examination 1997-06-20
  • S65 Uniform Investment Adviser Law Examination
    2006-08-07
  • S63 Uniform Securities Agent State Law Examination
    1997-06-20

View on SEC IAPD

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