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111 West Houston Street, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-06-05 |
| FL | RA | APPROVED | 2024-10-28 |
| TX | RA | APPROVED | 2024-09-30 |
Branch Locations
401 Congress Ave, Austin, TX 78701 • United States
111 West Houston Street, San Antonio, TX 78205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frost Brokerage Services, Inc. | Austin | TX | 09/2024 | Present |
| Frost Investment Services | Austin | TX | 09/2024 | Present |
| Independent Investment Advisors, Inc. | Austin | TX | 07/2012 | 09/2024 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-12-07 |
| S66 | Uniform Combined State Law Examination | 2006-08-12 |
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