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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
400 S. El Camino Real Suite 900, San Mateo, CA 94402 • United States
400 El Camino Real, San Mateo, CA 94402 • United States
299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States
Hillsborough, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | San Mateo | CA | 03/1997 | Present |
1)University of Oregon Alumni Association / Eugene United States, Oren http://www.uoalumni.com / No/ Derrick Deadwiler set guidance and policy for the Alumni Assoc. / No / Advisor or member of an advisory committee, if the advice given will or may influence an officer or board of a governmental entity / / give guidance and set policy for Alumni Assoc. / Start Date 10/7/2016/ Appointed No / No 2)KLEF/ Radio Station/ Role - trustee/ Compensation - No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-18 |
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