John Thomas Gay

Employer firm

Stephens CRD 3496

$18.0B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → Present
  Stephens Inc
  Jonesboro, AR

Previous Registrations

• 2008-01-01 → 2008-08-27
  Wells Fargo Clearing Services, Llc
  Jonesboro, AR
• 2002-05-21 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Jonesboro, AR
  Jonesboro, AR
  St. Louis, MO

Other Businesses

LANDSEAIR INVESTMENTS LLC - INVESTMENT RELATED - 5503 BEAVER LANE, JONESBORO, AR - REAL ESTATE AND AGRICULTURE OPERATIONS - CO-OWNER - FEB 2003- MINIMAL HOURS DEVOTED TO THE OTHER BUSINESS - 0 HOURS DEVOTED DURING TRADING HOURS; First National Bank -200 W. Court St., Paragould, AR - investment related - Banking - Board Member/.104% Ownership - March 2021 - 2 to 4 hours per month devoted to the other business - 2 to 4 hours during securities trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2002-05-20
• S63 Uniform Securities Agent State Law Examination
  1997-05-22

Other Names

• John Gay