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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-04-02 |
| TX | RA | APPROVED | 2024-04-02 |
Branch Locations
2967 100Th Street Suite 8, Urbandale, IA 50322 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Urbandale | IA | 02/2010 | 04/2024 |
| Lpl Financial Llc | Urbandale | IA | 04/2024 | Present |
1) 03/2024 - Vasey Financial Services - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 8hrs/month - 5% time spent 2) 03/2024 - No Business Name - Non-Variable Insurance - Inv. Related - Urbandale, IA - Agent Selling Insurance- Start Date 02/01/2010 - 8hrs/month - 5% time spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-05 |
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