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600 S. Tyler St. Ste. 1515, Amarillo, TX 79101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-03-13 |
Branch Locations
600 S. Tyler St. Ste. 1515, Amarillo, TX 79101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Argentus Advisors | Dallas | TX | 10/2010 | 07/2017 |
| Purshe Kaplan Sterling Investments | Albany | NY | 02/2014 | 02/2017 |
| Ask Capital Investment Managers, Llc | Amarillo | TX | 02/2017 | Present |
| Spring Capital Management | Amarillo | TN | 01/2020 | 10/2020 |
Name of Company/Business: ASK Farm, LLC Position: Owner Nature: Agriculture Investment related: No Address of Company/Business: 2410 parker St. Amarillo, TX 79109 hours/month devoted to the other business: 20 hours/month devoted to the other business during securities trading hours: up to 20 Start Date: 2012 Description: Farm & ranch
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-11-16 |
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