Walter Wayne Mcneer

Employer firm

Ask Capital Investment Managers CRD 287711

$110M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 07/2017
  Argentus Advisors
  Dallas, TX
• 02/2014 → 02/2017
  Purshe Kaplan Sterling Investments
  Albany, NY
• 02/2017 → Present
  Ask Capital Investment Managers, Llc
  Amarillo, TX
• 01/2020 → 10/2020
  Spring Capital Management
  Amarillo, TN

Previous Registrations

• 2020-01-30 → 2020-10-19
  Spring Capital Management
  Amarillo, TX
• 2014-03-03 → 2020-02-07
  Fortitude Advisory Group L.L.C.
  Gig Harbor, WA
• 2010-10-08 → 2014-02-20
  Fortitude Advisory Group L.L.C.
  Gig Harbor, WA
• 2008-01-01 → 2010-10-08
  Wells Fargo Clearing Services, Llc
  Amarillo, TX
• 2002-10-09 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Amarillo, TX
  Amarillo, TX
  St. Louis, MO

Other Businesses

Name of Company/Business: ASK Farm, LLC Position: Owner Nature: Agriculture Investment related: No Address of Company/Business: 2410 parker St. Amarillo, TX 79109 hours/month devoted to the other business: 20 hours/month devoted to the other business during securities trading hours: up to 20 Start Date: 2012 Description: Farm & ranch

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-11-16

Designations

• Certified Financial Planner