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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-12-19 |
Branch Locations
201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States
340 E Round Grove Rd, Lewisville, TX 75067 • United States
1900 Fm 407, Highland Village, TX 75077 • United States
2820 Flower Mound Rd, Flower Mound, TX 75022 • United States
3701 Fm 407 E Ste 100, Bartonville, TX 76226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc | Allen | TX | 10/2013 | 11/2016 |
| Bbva Wealth Solutions Inc. | Allen | TX | 10/2013 | 11/2016 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 10/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Dallas | TX | 11/2016 | Present |
COMMUNITY LIFE CHURCH; NOT INVESTMENT RELATED; LEWISVILLE,TX; WORSHIP PASTOR; START DATE 06/02/2019; NUMBER OF HOURS PER MONTH 20; NUMBER OF HOURS DURING TRADING 0; REHEARSALS THURSDAY EVENINGS; CHURCH SERVICE SUNDAYS 10-12. HORIZONS CHURCH; NOT INVESTMENT RELATED; THE COLONY,TX; WORSHIP AND MUSIC LEADER; START DATE 07/11/2021; NUMBER OF HOURS PER MONTH 32; NUMBER OF HOURS DURING TRADING 0; CHURCH ORGANIZATION. DAVID SHAVER ENTERPRISES; NOT INVESTMENT RELATED; HIGHLAND VILLAGE,TX; 100% OWNERSHIP; START DATE 07/09/2021; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 0; PART TIME MUSICIAN.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-17 |
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