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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-22
  • NY RA
    APPROVED
    Since 2021-06-22

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

45 Executive Dr., Plainview, NY 11803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bwd Group Ltd Lake Success NY 09/1987 Present
Bwd Group Ltd Lake Success NY 08/1990 Present
Kestra Investment Services, Llc. Plainview NY 10/2015 Present
Kestra Advisory Services, Llc. Plainview NY 10/2015 Present
  • 09/1987 → Present
    Bwd Group Ltd
    Lake Success, NY
  • 08/1990 → Present
    Bwd Group Ltd
    Lake Success, NY
  • 10/2015 → Present
    Kestra Investment Services, Llc.
    Plainview, NY
  • 10/2015 → Present
    Plainview, NY
Other Businesses

Business Name: BWD Group LLC; NFP Corperate Services Investment Related: Yes Address: 45 Executive Dr. Plainview NY 11803 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance Position, Title or Relationship: Managing Director Start Date: 7/31/2015 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Manage staff, sales of all types of insurance, annuities, retirement plans, benefits, etc.Business Name: Alpine Capital Bank Investment Related: Yes Address: 680 fifth ave new york NY 10019 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Other Bank or Credit Union Position, Title or Relationship: Director Start Date: 3/1/2000 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: member of the board and member of audit committeeBusiness Name: North Shore LIJ Health System Investment Related: No Address: 145 Community drive manhasset NY 11030 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board of Trustees Start Date: 4/1/2005 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: support the mission of the health systemBusiness Name: NCPD Explorers Investment Related: No Address: 1492 franklin ave garden city NY 11530 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Director Start Date: 10/9/2009 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: raise moneyBusiness Name: Legal Services for Suffolk PBA Investment Related: No Address: 868 Church street bohemia NY 11716 Nature of Business: Legal/Attorney/Trustee/Executor Position, Title or Relationship: advisor to fund Start Date: 12/1/2010 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: If and when a member of a fund has a problem with any providing member, I am to review and report back my recommendations to the board. I arbitrate between various councils and police officers, providing services when a dispute occurs.Business Name: Ronald McDonald House of Long Island Investment Related: No Address: 267-07 76th avenue new hyde park NY 11040 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Director my position has changed I am now one of two co vice chairpersons and chair of the governance committee. Start Date: 1/15/2009 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Help support the house and its mission.Business Name: Nassau County Police Department Foundation Investment Related: No Address: 734 Franklin Ave Garden city NY 11530 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Chariman of the board of directors Start Date: 1/21/2010 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Be the liaison between the ncpd and the board and to establish how and when the foundation will support the mission that the county executive and police commissioner set out.Business Name: T2 Asset Group, LLC Investment Related: No Address: 230 Duffy Ave, Unit C Hicksville NY 11801 Nature of Business: Other Other/None of the Above Tactical training facility Position, Title or Relationship: Managing Member Start Date: 8/9/2010 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: run management committee

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-07-16
  • S63 Uniform Securities Agent State Law Examination
    1997-07-16

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