Best Investors
Account
Sign in
Best Investors
Account
Sign in
CRD 2872386
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-26 |
| AZ | RA | APPROVED | 2021-03-24 |
Branch Locations
7138 E. Thunderbird Road, Scottsdale, AZ 85254 • United States
9050 N 19Th Ave, Phoenix, AZ 85012 • United States
51 E Camelback Rd, Phoenix, AZ 85012 • United States
4574 E. Cactus Road, Phoenix, AZ 85032 • United States
1650 W. Glendale Ave., Phoenix, AZ 85021 • United States
Phoenix, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&I Brokerage Services Inc | Pnoenix | AZ | 09/2003 | Present |
| Bmo Harris Financial Advisors, Inc. | Phoenix | AZ | 08/2012 | Present |
| Lpl Financial Llc | Paradise Valley | AZ | 03/2021 | Present |
1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - PHOENIX, AZ
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-01 |
Reach out to this advisor