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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Denton | TX | 05/2009 | Present |
1. 03/04/2010 - BILL ROEBKEN TAX PREP, PREPARE TAX RETURNS ONLY., TAX PREP / ACCOUNTING / BOOKKEEPING, 5%. 2. 09/28/2023 - White Rock Realty - INV REL - Denton County Area - Mortgage/Real Estate Services - Start Date 09/01/2023 - 10 Hours per Month/ 2 Hours During Trading. 3. 11/28/2025 - WJR Investments, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - start Date 12/08/2025 - 40 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-09 |
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