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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-01
  • TX RA
    APPROVED
    Since 2023-08-01

Branch Locations

3701 Fm 407 E Ste 100, Bartonville, TX 76226 • United States

6201 Long Prairie Rd, Flower Mound, TX 75028 • United States

4051 Fm 2181, Corinth, TX 76210 • United States

5009 Teasley Ln, Denton, TX 76210 • United States

201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Arlington TX 09/2014 05/2018
Jp Morgan Securities Llc Arlington TX 09/2014 04/2018
Jpmorgan Securities Llc Arlington TX 05/2018 06/2019
Jpmorgan Chase Bank, N.A Flower Mound TX 06/2019 08/2023
Jp Morgan Securities Llc Flower Mound TX 06/2019 08/2023
Wells Fargo Clearing Services, Llc Fort Worth TX 08/2023 Present
Previous Registrations
  • 2016-05-05 → 2023-08-02
    Abilene, TX
    Arlington, TX
    Coppell, TX
    Irving, TX
    Flower Mound, TX
    Lantana, TX
    Grapevine, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-26
S63 Uniform Securities Agent State Law Examination 2010-07-17
  • S66 Uniform Combined State Law Examination
    2016-04-26
  • S63 Uniform Securities Agent State Law Examination
    2010-07-17
Other Names
  • Lisa Marie Dauzy
  • Lisa M Stout
  • Lisa Marie Stout
  • Lisa Stout

View on SEC IAPD

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