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Thomas Robertson

Wells Fargo Advisors Financial Network, LLC

Tucson, AZ

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-16
CA RA APPROVED 2006-08-29
AZ RA APPROVED 2006-07-24
  • TX RA
    APPROVED_RES
    Since 2016-08-16
  • CA RA
    APPROVED
    Since 2006-08-29
  • AZ RA
    APPROVED
    Since 2006-07-24

Branch Locations

1795 E Skyline Dr Ste 141, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Tucson AZ 05/2009 Present
Previous Registrations
  • 2005-09-02 → 2006-07-31
    First Command Brokerage Services, Inc.
    Tucson, AZ
    Tucson, AZ
  • 2004-06-26 → 2005-09-02
    First Command Bank
    Fort Worth, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-09
S63 Uniform Securities Agent State Law Examination 1997-06-19
  • S65 Uniform Investment Adviser Law Examination
    2004-06-09
  • S63 Uniform Securities Agent State Law Examination
    1997-06-19
Other Names
  • Tom Robertson
  • Thomas Sanderson Robertson

View on SEC IAPD

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ROBIN RODGERS DOLEZAL
DARREN GRANT HESSELINK
DANIEL SHAY NENTL
DAVID A. NIICHEL
EMILY MARIE Delgado
DAVID CUNNINGHAM RENZI

Other Offices

IRONWOOD FINANCIAL, LLC · TUCSON, AZ
IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ
WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ
AIO FINANCIAL, LLC · TUCSON, AZ
EDWARD JONES · TUCSON, AZ
FINANCIAL DIRECTIONS LLC · TUCSON, AZ

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