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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Syracuse | NY | 10/2015 | Present |
1. 11/06/2015 - Retirement Consulting Group - INV REL - 141 View Point Lane, Camillus, NY 13031 - DBA for LPL Business (entity for LPL business) - START 10/27/15 - 160 HOURS PER MONTH, 160 DURING TRADING. 2. 04/06/2023 - New York Long Term Care Brokers Ltd. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 02/24/2023 - 2 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-17 |
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