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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-01-24
NH RA APPROVED 2017-01-19
  • MA RA
    APPROVED
    Since 2017-01-24
  • NH RA
    APPROVED
    Since 2017-01-19

Branch Locations

9 Masefield Rd, Nashua, NH 03062 • United States

12 Pond Lane, Suite Eb S-2, Concord, MA 01742 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Financial Corp. Lexington MA 04/2000 01/2017
Commonwealth Financial Network Waltham MA 08/2011 01/2017
Cambridge Investment Research, Inc. Fairfield IA 01/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2017 Present
Aegis Retirement Partners, Llc Winchester MA 01/2017 Present
Previous Registrations
Other Businesses

1.AEGIS RETIREMENT PARTNERS LLC, 86 BAKER AVE EXTENSION, STE 309, CONCORD, MA, 1/2017 AS ACCOUNT MANAGER OF A THIRD PARTY ADMINISTRATOR. NIR - 2000/YR - 1200/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 2000/YR - 2000/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. IA SOLUTIONS TRUST, LLC (TENTATIVE), 86 BAKER AVE EXTENSION, STE 309, CONCORD, MA, REAL ESTATE, LLC., 11/08/19, NIR, PARTNER OFFICE FOR AEGIS RETIRMENT PARTNERS, NIR, 2/MO- 0/TRADING 4. REAL ESTATE LLC, 676 ELM STREET, LLC, 86 BAKER AVENUE ESTENSION, STE 309, CONCORD, MA, 11/08/19,NIR, PARTNER, 2/MO- 0/TRADING 5. IA REALTY GROUP, LLC, 1 Pond Lane, EB-2-N AND S, CONCORD MA 01742, United States, 09/10/2024, Owner, Real Estate, NIR, 1/MO- 0/TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-21
S63 Uniform Securities Agent State Law Examination 1997-04-14
  • S66 Uniform Combined State Law Examination
    2008-07-21
  • S63 Uniform Securities Agent State Law Examination
    1997-04-14
Other Names
  • Kevin B Haskell

View on SEC IAPD

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