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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-03-23
  • AZ RA
    APPROVED
    Since 2026-03-23

Branch Locations

2201 E Camelback Rd Ste 400, Phoenix, AZ 85016 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Na Chandler AZ 12/2015 02/2017
Jd Mellberg Financial Tempe AZ 03/2020 08/2020
Bank Of The West Tempe AZ 08/2020 12/2021
Zachary Esplund Scottsdale AZ 02/2026 Present
Northwestern Mutual Investment Services Llc Scottsdale AZ 02/2026 Present
Vanguard Scottsdale AZ 06/2022 01/2026
Unemployed Tempe AZ 01/2022 06/2022
Bancwest Tempe AZ 06/2020 12/2021
Unemployed Tempe AZ 01/2020 05/2020
Citizens Investments Johnston RI 01/2019 12/2019
Scottstrade Td Ameritrde Chandler AZ 01/2017 12/2018
Merrill Lynch Chandler AZ 10/2015 12/2016
Zachary Kent Esplund Scottsdale AZ 12/2025 02/2026
  • 12/2015 → 02/2017
    Bank Of America Na
    Chandler, AZ
  • 03/2020 → 08/2020
    Jd Mellberg Financial
    Tempe, AZ
  • 08/2020 → 12/2021
    Bank Of The West
    Tempe, AZ
  • 02/2026 → Present
    Zachary Esplund
    Scottsdale, AZ
  • 02/2026 → Present
    Scottsdale, AZ
  • 06/2022 → 01/2026
    Vanguard
    Scottsdale, AZ
  • 01/2022 → 06/2022
    Unemployed
    Tempe, AZ
  • 06/2020 → 12/2021
    Bancwest
    Tempe, AZ
  • 01/2020 → 05/2020
    Unemployed
    Tempe, AZ
  • 01/2019 → 12/2019
    Citizens Investments
    Johnston, RI
  • 01/2017 → 12/2018
    Scottstrade Td Ameritrde
    Chandler, AZ
  • 10/2015 → 12/2016
    Merrill Lynch
    Chandler, AZ
  • 12/2025 → 02/2026
    Zachary Kent Esplund
    Scottsdale, AZ
Previous Registrations
  • 2022-07-05 → 2026-01-28
    Scottsdale, AZ
  • 2020-08-31 → 2022-01-03
    Bancwest Investment Services, Inc.
    Spring Valley, CA
    La Mesa, CA
    Tempe, AZ
  • 2019-01-09 → 2019-12-04
    Phoenix, AZ
  • 2018-02-27 → 2019-01-07
    Td Ameritrade, Inc.
    Chandler, AZ
  • 2018-02-26 → 2019-01-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 2017-02-24 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2015-11-04 → 2017-02-17
    Chandler, AZ
  • 2014-09-09 → 2014-10-08
    Householder Group Estate & Retirement Specialists
    Scottsdale, AZ
  • 2014-01-23 → 2014-06-30
    Pnc Managed Account Solutions, Inc.
    Scottsdale, AZ
  • 2011-06-20 → 2013-10-28
    Chandler, AZ
    New York, NY
    Chandler, AZ
  • 2011-05-12 → 2011-05-17
    Chase Investment Services Corp.
    Dallas, TX
  • 2006-03-13 → 2011-03-22
    Osaic Services, Inc.
    Tempe, AZ
    Phoenix, AZ
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-14
S63 Uniform Securities Agent State Law Examination 1997-06-24
  • S66 Uniform Combined State Law Examination
    2006-02-14
  • S63 Uniform Securities Agent State Law Examination
    1997-06-24
Other Names
  • Rajasekar Ramalingam
  • Raj Shekar

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