Best Investors Account Sign in

Sterling Blair Hartley

J.P. Morgan Securities LLC

Arlington, TX

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

755 Lamar Blvd. West, Arlington, TX 76012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Arlington TX 10/2012 Present
Jpmorgan Chase Bank, N.A. Arlington TX 12/2005 Present
Previous Registrations
  • 2006-05-09 → 2012-10-01
    Chase Investment Services Corp.
    Fort Worth, TX
    Arlington, TX
    Arlington, TX
    Arlington, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-08
S63 Uniform Securities Agent State Law Examination 2001-12-20
  • S66 Uniform Combined State Law Examination
    2006-05-08
  • S63 Uniform Securities Agent State Law Examination
    2001-12-20

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
PFS INVESTMENTS INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MOMENTUM INDEPENDENT NETWORK INC.
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC

Other Investors

SARAH MERRILL YOUNG
Michael J Allen
Elmer Ray Givens
JAMES SYLVESTER WATKINS
JOSE GUADALUPE RODRIGUEZ
Brock Mitzel
Zachary Carl Scott
Cady Lori Lake

Other Offices

OSAIC WEALTH, INC. · ARLINGTON, TX
EDWARD JONES · ARLINGTON, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Pantego, TX
PFS INVESTMENTS INC. · ARLINGTON, TX
J.P. MORGAN SECURITIES LLC · ARLINGTON, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Arlington, TX
OSAIC WEALTH, INC. · ARLINGTON, TX
MOMENTUM INDEPENDENT NETWORK INC. · ARLINGTON, TX

More in Arlington, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor