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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2017-08-08 |
| TX | RA | APPROVED_RES | 2017-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Cheyenne | WY | 01/1999 | Present |
| Raymond James Financial Services Advisors, Inc | Cheyenne | WY | 10/2002 | Present |
| Rockwood Financial, Llc | Cheyenne | WY | 12/2011 | 10/2023 |
| Guille Strategic Wealth Management | Cheyenne | WY | 10/2023 | Present |
(1)Name of Business: Kevin Guille Strategic Wealth Management Address: 4012 Laramie St, Cheyenne, WY, 82001-2064, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: This is the LLC created to be able to operate this financial branch in Cheyenne, WY. It is used to pay the expenses that arise monthly including payroll and rent. As the sole member, I am responsible for distributing the commissions paid from Raymond James to me and I use this LLC to operate. (2)Name of Business: Rockwood Financial LLC Address: 4012 Laramie St, Cheyenne, WY, 82001, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/01/2012 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial advice and consultation. Proposal creation and portfolio reviews.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-05 |
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