Rick Lee Kent

Current Employers

Employment History

• 01/2007 → Present
  Merit Financial Advisors
  Alpharetta, GA
• 12/2010 → 08/2024
  Lpl Financial Llc
  Alpharetta, GA
• 10/2018 → 07/2024
  Lifestyle Planning Solutions, Llc
  Alpharetta, GA
• 08/2024 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 08/2024 → Present
  Mfg Securities
  Alpharetta, GA

Previous Registrations

• 2018-12-20 → 2019-02-05
  Lifestyle Planning Solutions, Llc
  Alpharetta, GA
• 2010-12-14 → 2010-12-14
  Lpl Financial Llc
  Atlanta, GA
  Alpharetta, GA
  Alpharetta, GA
  San Diego, CA
• 2003-01-17 → 2007-02-12
  Securities America Advisors, Inc.
  Alpharetta, GA

Other Businesses

1. Merit Financial Advisors. Investment related. At the registered location. RIA. IAR.CEO. 11/15/2015. 160. 8. Service clients. 2. Fixed Insurance. Investment Related. At the registered location. Insurance. Agent. 07/15/2024.1.1.Provide insurance advice based on the needs of clients 3. Mentoro Group, LLC. Investment Related. At the registered location. Holding Company. Owner. CEO. 07/2019.1.1.Limited Liability company. 4. TJF Open Seas LLC. Not Investment Related. At the registered location. Holding company. Owner. Owner. 06/2021. 1. 1. Holding company for the purpose of owning a boat. 5. Merit Financial Inc. Not Investment Related, At the registered location. Support Company/ Operating LLC. Owner. Owner. 01/2015.2.0. Tax Reporting Entity 6. PTC Storage LLC. Not Investment Related. 472 Sandy Plains Rd, Rosewell GA 30075. Real Estate Rental. Owner. Owner. 6/2023.1.1. limited liability company - purchase, development, construction, and operation of storage facilities. 7. East Piedmont Storage LLC. Not Investment related. 4672 Sandy Plns Rd., Ste. 200 Rosewell GA 30075. Operating LLC / Support Company. Owner. Owner. 06/2022 .1. 1. Domestic Limited Liability company (loan) 8.Merit Holdings, LLC. Not Investment Related. At the registered location. Holding Company. Member. Member.12/2021 1.1. Holding Entity for Other Businesses. 9. MFG Securties, LLC. Investment Related. At the registered location. LUBD. Owner. Owner. 08/2024.1.1. Special Use BD for receipt of commissions from PKS 10.MFG Employment Services, LLC. Not Investment Related. Employment Services. CEO. CEO. 01/2022. 1.1. Employment Services. 11. Merit Agency, LLC. Investment Related. At the registered location. Fixed Insurance/Annuity. Owner. owner.08/2024. Insurance GA for non-variable business 12. PKS. Investment Related. At the registered location. RR of BD. Commission compensation.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-05
• S63 Uniform Securities Agent State Law Examination
  1997-05-23

Designations

Other Names

• Rick Lee Kent
• Rick Kent