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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-09-22 |
| TX | RA | APPROVED_RES | 2022-09-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Overland Park | KS | 11/2011 | 08/2021 |
| Erin Murphy | Kearney | MO | 02/2017 | 05/2022 |
| Raymond James And Associates, Inc. | Kearney | MO | 11/2021 | 09/2022 |
| Raymond James Financial Services, Inc | Kearney | MO | 02/2022 | 09/2022 |
| Raymond James Financial Services Advisors, Inc | Kearney | MO | 02/2022 | 09/2022 |
| Morgan Stanley | Kansas City | MO | 09/2022 | Present |
*580646 - Kearney Quarterback Club; Investment related-No; Kearney, Missouri; Civic/Religious/Community; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 02/2024; During business hours: 0; After business hours: 5; Administrative, Check Signing/Funds Disbursements, Fundraising, Sales/Marketing, Organizing of Meals and Annual Golf Tournament
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-19 |
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