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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-13
  • NJ RA
    APPROVED
    Since 2023-06-13

Branch Locations

379 Thornall Street 8Th Floor, Edison, NJ 08837 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Securities Inc New York NY 03/2008 01/2017
Alexander Capital Lp New York NY 01/2017 12/2022
Alexander Capital Wealth Management Llc New York NY 01/2017 12/2022
New York Life Insurance Company Edison NJ 07/2022 Present
Nylife Securities Llc Edison NJ 07/2022 Present
Eagle Strategies Llc Edison NJ 03/2023 Present
  • 03/2008 → 01/2017
    Legend Securities Inc
    New York, NY
  • 01/2017 → 12/2022
    Alexander Capital Lp
    New York, NY
  • 01/2017 → 12/2022
    New York, NY
  • 07/2022 → Present
    New York Life Insurance Company
    Edison, NJ
  • 07/2022 → Present
    Nylife Securities Llc
    Edison, NJ
  • 03/2023 → Present
    Edison, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-09
S63 Uniform Securities Agent State Law Examination 1997-05-30
  • S65 Uniform Investment Adviser Law Examination
    1997-06-09
  • S63 Uniform Securities Agent State Law Examination
    1997-05-30
Other Names
  • Michael Paul Braccia

View on SEC IAPD

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