Thomas John Oley

Current Employers

Employment History

• 01/2011 → 02/2019
  Comerica Securities, Inc.
  Dallas, TX
• 02/2019 → Present
  Wells Fargo Clearing Services, Llc
  Fort Worth, TX

Previous Registrations

• 2011-03-04 → 2019-02-26
  Comerica Securities
  Dallas, TX
  Dallas, TX
• 2010-09-02 → 2011-02-23
  Kestra Investment Services, Llc
  Dallas, TX
  Austin, TX
  Dallas, TX
• 2008-10-08 → 2010-09-17
  Institutional Securities Corporation
  Dallas, TX
  Bedford, TX
• 2007-06-01 → 2008-10-10
  Crown Capital Securities, L.P.
  Dallas, TX
• 2006-10-12 → 2007-05-30
  Wells Fargo Investments, Llc
  Fort Worth, TX
  Fort Worth, TX
• 2003-01-31 → 2006-11-07
  Avantax Advisory Services
  Arlington, TX
• 1997-04-23 → 2002-12-09
  Morgan Stanley Dw Inc.
  Ft Worth, TX

Other Businesses

HAPPOLEY AND HEALTHOLEY LIVING, LLC; NOT INVESTMENT RELATED; COLLEYVILLE,TX; 100% OWNERSHIP BY SPOUSE; CHECK SIGNOR ONLY; START DATE 07/14/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; HEALTH COACH BUSINESS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-28
• S63 Uniform Securities Agent State Law Examination
  1997-04-22

Other Names

• Thomas John Oley