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James Scott Hassell

Schwab Wealth Advisory, Inc.

Orlando, FL

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-08-09
NH RA APPROVED 2022-07-20
TX RA APPROVED 2022-07-20
  • FL RA
    APPROVED
    Since 2022-08-09
  • NH RA
    APPROVED
    Since 2022-07-20
  • TX RA
    APPROVED
    Since 2022-07-20

Branch Locations

1991 Summit Park Drive, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Inc. Merrimack NH 03/1997 06/2022
Fidelity Personal And Workplace Advisors Boston MA 07/2018 06/2022
Schwab Wealth Advisory Inc Orlando FL 07/2022 Present
Charles Schwab & Co., Inc. Orlando FL 07/2022 Present
  • 03/1997 → 06/2022
    Fidelity Brokerage Services, Inc.
    Merrimack, NH
  • 07/2018 → 06/2022
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 07/2022 → Present
    Schwab Wealth Advisory Inc
    Orlando, FL
  • 07/2022 → Present
    Charles Schwab & Co., Inc.
    Orlando, FL
Previous Registrations
  • 2018-07-13 → 2022-07-04
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2009-03-16 → 2018-07-13
    Strategic Advisers Llc
    Merrimack, NH
    Merrimack, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-13
S63 Uniform Securities Agent State Law Examination 1997-07-31
  • S66 Uniform Combined State Law Examination
    2009-03-13
  • S63 Uniform Securities Agent State Law Examination
    1997-07-31
Other Names
  • James Hassell
  • Jim Hassell

View on SEC IAPD

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FUND ADVISORS OF AMERICA INC
BROOKSTONE CAPITAL MANAGEMENT LLC

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AARON LEE PHELPS
Kevin S Murphy
Craig J Miller
Mark D Miller
Ricky M Parker

Other Offices

CHARLES SCHWAB & CO., INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orando, FL
CHARLES SCHWAB & CO., INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
CHARLES SCHWAB & CO., INC. · Orlando, FL

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