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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-11-09
TX RA APPROVED 2021-11-01
  • FL RA
    APPROVED
    Since 2021-11-09
  • TX RA
    APPROVED
    Since 2021-11-01

Branch Locations

7380 Sand Lake Road Suite 405, Orlando, FL 32819 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Orlando FL 09/2014 11/2021
Mml Investors Services, Llc Orlando FL 09/2014 11/2021
Raymond James Financial Services, Inc. Orlando FL 11/2021 Present
Raymond James Financial Services Advisors, Inc. Orlando FL 11/2021 Present
Signature Wealth Partners Orlando FL 06/2021 Present
N/A - Insurance Sales Orlando FL 01/1997 Present
Signature Tax Planning Windermere FL 09/2019 Present
  • 09/2014 → 11/2021
    Mass Mutual Life Insurance Company
    Orlando, FL
  • 09/2014 → 11/2021
    Orlando, FL
  • 11/2021 → Present
    Raymond James Financial Services, Inc.
    Orlando, FL
  • 11/2021 → Present
    Orlando, FL
  • 06/2021 → Present
    Signature Wealth Partners
    Orlando, FL
  • 01/1997 → Present
    N/A - Insurance Sales
    Orlando, FL
  • 09/2019 → Present
    Signature Tax Planning
    Windermere, FL
Previous Registrations
Other Businesses

(1)Name of Business: Signature Wealth Partners Address: 7380 W Sand Lake Rd Ste 405, Orlando, FL, 32819-5261, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 11/01/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Managing Partner (2)Name of Business: Signature Wealth Partners Address: 7380 W Sand Lake Rd Ste 405, Orlando, FL, 32819-5261, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 11/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Managing Partner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-23
S63 Uniform Securities Agent State Law Examination 2004-04-16
  • S66 Uniform Combined State Law Examination
    2006-01-23
  • S63 Uniform Securities Agent State Law Examination
    2004-04-16
Designations
Other Names
  • Dan Smith
  • Daniel Aaron Smith

View on SEC IAPD

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