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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-12-23
OK RA APPROVED 2014-04-07
  • TX RA
    APPROVED_RES
    Since 2014-12-23
  • OK RA
    APPROVED
    Since 2014-04-07

Branch Locations

4801 Gaillardia Pkwy 2Nd Floor, Suite 202, Oklahoma City, OK 73142 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 03/2014 06/2020
Equitable Advisors, Llc New York NY 03/2014 Present
Previous Registrations
Other Businesses

1. P&C INSURANCE; Freeland insurance LLC; 6017 Shiloh Blvd, Oklahoma City, OK 73179-7945; START 1/2/2017; APPROX 1 HOUR/MONTH. 2. VARIOUS OUTSIDE INSURANCE AND BROKERAGE CONTRACTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-05-09
S63 Uniform Securities Agent State Law Examination 2001-06-27
  • S65 Uniform Investment Adviser Law Examination
    2003-05-09
  • S63 Uniform Securities Agent State Law Examination
    2001-06-27

View on SEC IAPD

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