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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-12-23 |
| OK | RA | APPROVED | 2014-04-07 |
Branch Locations
4801 Gaillardia Pkwy 2Nd Floor, Suite 202, Oklahoma City, OK 73142 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 03/2014 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 03/2014 | Present |
1. P&C INSURANCE; Freeland insurance LLC; 6017 Shiloh Blvd, Oklahoma City, OK 73179-7945; START 1/2/2017; APPROX 1 HOUR/MONTH. 2. VARIOUS OUTSIDE INSURANCE AND BROKERAGE CONTRACTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-27 |
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