Brian Richard Raleigh

Employer firm

Raleigh Capital Management Inc. CRD 149538

$398M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → Present
  Raleigh Wealth Solutions Inc.
  Cary, NC
• 09/2015 → Present
  Raleigh Capital Management Inc.
  Cary, NC

Previous Registrations

• 2017-05-25 → 2020-04-01
  Freedom Investment Management, Inc.
  Carry, NC
• 2017-04-19 → 2020-03-31
  Brookstone Asset Management, Llc
  Cary, NC
• 2012-07-30 → 2017-10-11
  Global Financial Private Capital, Inc.
  Cary, NC
  Sarasota, FL
• 2009-01-05 → 2009-02-12
  Financial West Group
  Raleigh, NC
  Irvine, CA

Other Businesses

1.Jeddy 117 LLC; Non-investment related; 117 Edinburgh South Drive, Suite 110, Cary, NC 27511; Commercial real estate / rental income; Owner / landlord of building; Owner; Start date: 9/2024; 1 hour per month (1 hour per month during trading hours) ____________________________ 2.Raleigh Wealth Solutions Inc.; Investment related; 117 Edinburgh South Drive, Suite 110, Cary, NC 27511; Offers annuity, life, and Medicare insurance products to clients; Offers annuity, life, and Medicare insurance products to clients and services current insurance contracts; Owner / insurance agent; Start date: 3/1999; 60 hours per month (60 hours per month during trading hours) ____________________________ 3.Rosey Hazel, LLC; Non-investment related; 409 Garret Lane, Sylva, NC 28779; Residential real estate / rental income; Co-owner / landlord of property; Co-owner; Start date: 1/2012; 1 hour per month (1 hour per month during trading hours) _____________________________ 4.Raleigh Double Cousins Properties, LLC; Non-investment related; 972 E Main St, Sylva, NC 28779; Commercial real estate / rental income; Silent partner; Part owner; Start date: 12/2015; 1 hour per month (1 hour per month during trading hours) _____________________________ 5.Personally owned rental property, no business name; Non-investment related; 427 Sunfish Lane, Sneads Ferry, NC 28460; Residential real estate / rental income (personally owned); Co-owner / landlord of property; Co-owner; Start date: 6/2023; 1 hour per month (1 hour per month during trading hours) _____________________________ 6.New Regime BD Team LLC; Investment related; 117 Edinburgh South Drive, Suite 110, Cary, NC 27511; Entity for pass through of business expenses and administration of brokerage referral related business; Entity for pass through of business expenses and administration of brokerage referral related business; Owner; Start date: 11/2021; 40 hours per month (40 hours per month during trading hours) _____________________________ 7.Mufasa Insurance Company, Inc., an Incorporated Cell; Investment related; 176 Mine Lake Court, Suite 100, Raleigh, NC 27615; Self-insurance company; Owner of the self-insurance company; Owner; Start date: 11/2024; 1 hour per month (1 hour per month during trading hours) _____________________________ 8.Raleigh Tax Solutions LLC; Non-investment related; 117 Edinburgh South Drive, Suite 110, Cary, NC 27511; Educating financial advisors; Educating financial advisors on events, referrals, sales, strategies, etc.; Owner / teacher; Start date: 2/2025; 5 hours per month (5 hours per month during trading hours)

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-12-29
• S63 Uniform Securities Agent State Law Examination
  1997-10-01